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Examples of broker-dealer
broker-dealer
A broker-dealer is a firm or individual licensed to sell individual securities.
From the delawareonline.com
SecondMarket is a registered broker dealer and is regulated by the SEC, he added.
From the sacbee.com
In their place come broker and dealer Icap, satellite group Inmarsat and Admiral.
From the thisismoney.co.uk
Gerova also agreed to buy New York-based broker dealer Ticonderoga Securities.
From the bloomberg.com
The New York City startup is a registered broker dealer and financial adviser.
From the techcrunch.com
The position requires in-depth knowledge of GAAP and broker-dealer operations.
From the jobview.monster.com
He is also the executive vice president of GFI Group Inc., an inter-dealer broker.
From the bloomberg.com
Ask the salary package firm or car broker how much the dealer referral fee is.
From the smh.com.au
Results from inter-dealer broker Tullett Prebon highlighted the problem yesterday.
From the independent.co.uk
